Whitepaper · Market data compliance


2026 Financial Market Data
Audit Trends.

At a glance


  • 40%

    Audit increase

    Audit activity surge in 2025 across data owners, exchanges and vendors.

  • 5+ yrs

    Lookback period

    Record-retention expectations in major exchange audit programs.

  • 1.5%/mo

    Interest rate

    Monthly interest on under-reporting adjustments under common addenda.

Audits are no longer an occasional distraction.

Market data audits — including reference data and indexes — are becoming a standing operating condition. In 2025, market data vendor, stock exchange and index audit activity jumped an estimated 40%. That surge was not random. It reflects a structural shift in how exchanges, index providers and vendors protect revenue, enforce licensing and adapt to modern distribution models — cloud, APIs, managed services, internal platforms, non-display use, and new original works including derived workflows.

At a high level, a market data audit is an end-to-end test of whether a firm’s actual consumption and distribution of market data matches what it contracted and paid for — down to the user and device count, server-to-server flows, and whether data lands anywhere outside licensed scope.

This paper lays out the audit trends we expect to dominate 2026, why they are accelerating, and a pragmatic preparation playbook that reduces audit duration, limits liability, and prevents repeat findings.

What the paper covers

  • Why vendor and exchange audits have shifted from occasional distraction to a standing operating condition.
  • How modern distribution (cloud, APIs, managed services, non-display use) is reshaping audit triggers.
  • The combination of broader scope, remote-first audits, and 5+ year lookback periods.
  • A pragmatic preparation playbook that reduces audit duration, limits liability, and prevents repeat findings.
  • What audit-ready operations look like — and the steps to get there before the next letter arrives.